Academic Research

Every parameter in our models traces to a published paper. The studies below form the intellectual foundation of both schools and the broader principles behind systematic investing.

We cite these works not as decoration but as the engineering specifications behind our portfolio models. Decades of peer-reviewed research across momentum, regime detection, credit markets, and behavioral finance.

Trend Following & Cross-Sectional Momentum

The foundation for SRM+ and Core Momentum — per-asset trend filters and cross-sectional momentum ranking.

Mebane T. Faber
A Quantitative Approach to Tactical Asset Allocation
Journal of Wealth Management, Spring 2007. Originally published 2006.

The foundational trend-following paper. A simple moving average across asset classes delivers equity-like returns with bond-like volatility. The trend filter in our models comes directly from this work.

Tobias J. Moskowitz, Yao Hua Ooi & Lasse Heje Pedersen
Time Series Momentum
Journal of Financial Economics, Vol. 104(2), 2012, pp. 228–250.

Significant momentum across 58 liquid instruments spanning equities, currencies, commodities, and bonds. A security’s own past returns predict its future returns for 1–12 months.

Ben R. Marshall, Nhut H. Nguyen & Nuttawat Visaltanachoti
Time-Series Momentum and Moving Average Trading Rules
Working Paper, 2014. SSRN ID: 2225551.

Independent validation of trend-following applied to sector rotation, confirming that the Faber mechanism works at the sector level with broad ETFs — the exact approach used in SRM+.

Regime Detection, Yield Curves & Credit Markets

The composite regime signal behind Growth and Fortress — credit spreads, yield curve, real yields, and price trend.

Arturo Estrella & Frederic S. Mishkin
The Yield Curve as a Predictor of U.S. Recessions
Current Issues in Economics and Finance, NY Fed, Vol. 2, No. 7, June 1996.

The 10Y–3M spread outperforms all other indicators predicting recessions 2–6 quarters ahead. Every U.S. recession since 1955 was preceded by an inversion.

Simon Gilchrist & Egon Zakrajšek
Credit Spreads and Business Cycle Fluctuations
American Economic Review, Vol. 102, No. 4, June 2012, pp. 1692–1720.

Credit spreads robustly predict economic activity. The “excess bond premium” measures the financial sector’s willingness to bear risk. This signal carries the most weight in our regime model.

John Y. Campbell & Robert J. Shiller
Yield Spreads and Interest Rate Movements: A Bird’s Eye View
Review of Economic Studies, Vol. 58, No. 3, May 1991, pp. 495–514.

The yield curve slope contains meaningful information about future rate movements and bond returns — the dynamics our regime model reads through Treasury yields.

Michael J. Howell
Capital Wars: The Rise of Global Liquidity
Palgrave Macmillan, 2020. ISBN: 978-3030392871.

Connected credit conditions, term structure, and real yields to global liquidity cycles. Our regime signal tracks these same conditions to determine risk positioning.

The Principles Behind Systematic Investing

Why allocation decisions dominate returns, why investors make predictable mistakes, and why trend following persists across a century of data.

Gary P. Brinson, L. Randolph Hood & Gilbert L. Beebower
Determinants of Portfolio Performance
Financial Analysts Journal, Vol. 42, No. 4, Jul/Aug 1986, pp. 39–44.

Asset allocation explains over 90% of portfolio return variation. Security selection and market timing contribute far less. The intellectual foundation for every Peregrine strategy.

Daniel Kahneman & Amos Tversky
Prospect Theory: An Analysis of Decision Under Risk
Econometrica, Vol. 47, No. 2, March 1979, pp. 263–291.

Investors feel losses roughly twice as painfully as equivalent gains. This loss aversion is the behavioral failure systematic models prevent — removing the emotional override that causes panic-selling.

Brian Hurst, Yao Hua Ooi & Lasse Heje Pedersen
A Century of Evidence on Trend-Following Investing
AQR Capital Management, 2017.

Over 100 years of data across asset classes show trend following has delivered consistent positive returns in every decade since 1903 — spanning world wars, depressions, and every conceivable market regime.

See how the research translates to results

19 years of historical performance, Monte Carlo stress testing, and out-of-sample validation.

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